certent.com
Playbook uses SEC S-1 registration statements and EDGAR full-text search to identify pre-IPO companies with multi-jurisdiction equity programs requiring audit-ready grant registers and reconciliation work before their IPO.
a10capital.com
The playbook leverages internal loan portfolio data combined with market rate feeds to alert existing borrowers 6-9 months before maturity with quantified refinancing savings opportunities.
View Playbook →advisoryai.com
The playbook queries the FCA Financial Services Register to identify small IFA firms approaching Consumer Duty compliance deadlines, citing exact FRN numbers and authorisation dates to demonstrate firm-specific regulatory research.
View Playbook →altvia.com
The playbook cross-references real-time SEC Form D filings with internal co-investment relationship history to deliver fast-close co-investor alerts with verified contacts and historical returns, plus portfolio company operational benchmarking.
View Playbook →brico.ai
The playbook queries NMLS Consumer Access to identify mortgage servicers and money transmitters with open consent orders approaching annual renewal windows, connecting pending remediation documentation to multi-state renewal cascade risk.
View Playbook →aviapartner.aero
The playbook analyzes public equity plan documents against new IRS 409A regulations to identify specific plan sections requiring amendment, and flags SEC proxy disclosure inconsistencies that match patterns triggering comment letters.
View Playbook →diaminter.com
Playbook analyzes SEC proxy statements and EDGAR filings to identify 409A compliance gaps, NEO disclosure inconsistencies triggering SEC comment letter risk, and pre-IPO companies with multi-jurisdiction equity programs requiring audit-ready documentation.
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